Are you ready for the new 13f-2 compliance requirements? The SEC's adoption of Rule 13f-2 marks a significant shift in the way institutional investment managers must report short-selling activities.
Driven by increased scrutiny following market events like the GameStop saga, this rule requires detailed reporting of short positions in U.S. and non-U.S. listed securities. With the rule set to take effect in January 2024 and compliance deadlines approaching in 2025, firms need to be prepared for the operational and regulatory challenges ahead.
Download this whitepaper which explores the critical aspects of Rule 13f-2, the implications for institutional managers, and practical strategies to enable compliance, including leveraging cutting-edge RegTech solutions to minimize risks and optimize reporting.
Why Download? This comprehensive guide will help you assess your current processes, identify any gaps, and develop an efficient, compliant approach to 13f-2 reporting. Whether you’re looking for a software solution or considering managed services, this whitepaper provides a roadmap to compliance with practical tips from industry experts.