Practical Strategies: Creating Compliant Performance Advertisements
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Watch our On-Demand webinar - Practical Strategies: Creating Compliant Performance Advertisements. Moderated by Carl Bacon, Chief Advisor at Confluence, it provided valuable insights and actionable strategies for navigating compliance with SEC’s Marketing Rule.
Topics covered:
- Composite construction best practices
- Net of fees
- Substantiation requirements
- Producing accurate and compliant advertisements
Moderator:
Carl Bacon, CIPM - Chief Advisor, Confluence, and ex- Chair of the GIPS Executive Committee 
Panelists:
Arin Stancil, CFA, CIPM - Managing Director and Principal, Guardian Performance Solutions LLC
Michael Ridderhoff - AVP, State Street
Hans Groetsch, CIPM - Product Manager Revolution Composites, Confluence
Dena Hopkins, CIPM - Senior Analytics Consultant, Confluence