Fatima S. Sulaiman
Partner, K&L Gates
Fatima Sulaiman provides legal advice to investment companies, their independent directors, and investment advisers on transactional, regulatory, and compliance matters.
Shane C. Shannon
Associate, K&L Gates
Shane Shannon focuses his practice on representing registered investment companies, their independent board members, and investment advisers on a broad range of regulatory, transactional, and compliance matters arising under the U.S. federal securities laws, particularly the Investment Company Act of 1940, the Investment Advisers Act of 1940, and the Securities Exchange Act of 1934. He works closely with clients to adapt to new SEC rules affecting the asset management industry.
VP of Global Product Strategy, Confluence
As Vice President of Global Product Strategy, Tom handles Confluence’s global product development and strategy for performance and analytics, risk, regulatory reporting, data technology and investor communications. Since joining Confluence in 2007, he has held several roles including Global Head of Regulatory Reporting Solutions and positions in the Product Design and Services divisions. Tom earned a bachelor’s degree in Finance from the Tepper School of Business at Carnegie Mellon University.
Product Manager, Regtech and Fixed Income Analytics, Confluence
Chantal joined StatPro, now Confluence, in 2010 as Head of Client Services Italy / Risk & Performance Consultant. As Product Manager for RegTech and Fixed Income Analytics at Confluence, Chantal has extensive knowledge and expertise in the areas of market risk, credit risk, liquidity risk, stress testing, back-testing, quality assurance of new pricing functions, performance measurement and RegTech solutions, including UCITS and AIFMD.