The SEC’s new Rule 13f-2 introduces complex short-sale reporting requirements, demanding global investors disclose detailed data on Form SHO monthly. Confluence Signal investment monitoring and shareholder disclosure solution automates Rule 13f-2 and Regulation 13D-G compliance, providing near real-time monitoring and reporting across 100+ jurisdictions, including the US.
Key benefits include:
- Ensures compliance with SEC 13f-2 short sale and 13D-G beneficial ownership rules, as well as long, short, and takeover panel regimes globally
- Reduces operational complexity, risks, and costs
- Streamlines the preparation of complex data and filings
- Frees up time for strategic portfolio management
Unlock Signal for Unmatched Reporting Efficiency.
Signal reduces operational burdens, minimizes compliance risks, and saves time by streamlining data preparation and submission with expert-led, XML-based filing. Seamlessly integrate Signal with your existing systems to navigate regulatory reporting effortlessly, allowing you to focus on managing your investment portfolio efficiently. Signal can help you navigate the dynamic landscape of U.S. and global equity markets with:
- Highly flexible and transparent automation
- Better deadline preparedness, even as filing frequency increases and deadlines shorten
- Daily integration with 70+ regulator data sites
- The only comprehensive Shares Outstanding Data Service on market calculations
- Pre-trade order building with OMS integration
- Seamless integration with in-house solutions and external software
Let Signal Expand Your Global Jurisdiction Reach.
Simplify 13f-2, 13D-G Compliance and More … with Signal.
Request a demo today to see how Confluence Signal can help streamline your reporting process and maintain your competitive edge.