The Reg S-P compliance deadline is right around the corner
The SEC's 2024 amendments to Regulation S-P take effect June 3 for smaller firms. If your incident response plan, written information security program, & vendor oversight aren't in place, this is now urgent and the time to act is now.
Download our free compliance guide
We've made our updated Regulation S-P Compliance Guide for Investment Advisors available at no cost to help firms looking to move quickly.
It includes:
- A structured framework for building or updating your Written Information Security Program (WISP)
- Guidance on incident response planning and 30-day breach notification requirements
- Best practices for vendor oversight and cybersecurity controls
- Sample policies, templates, and implementation timelines
We hope you find this useful.