Part 2: Operationalizing the SEC’s New Disclosure Rules for Shareholders

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Part 2 of our webinar series: Operationalizing the SEC’s New Disclosure Rules for Shareholders was hosted on Tuesday, December 12 at 11:00 AM EST / 16:00 GMT, and provided a comprehensive overview of the latest regulatory changes and key operational insights.  

Watch on demand for an informative session filled with actionable insights and expert guidance! 

If you haven't seen Part 1: Unpacking the SEC’s New Disclosure Rules for Shareholders on Thursday, November 30, you can watch the replay here.   

Topics covered include: 

1. U.S. beneficial ownership reporting  
   • SEC Reg 13D-G modernization 
   • Operational considerations 
2. U.S. short sale reporting 
   • New SEC Rule 13f-2 
   • Operational considerations 
3. U.S. large swap position reporting
   • New SEC Rule 10B-1 
   • Operational considerations 
4. Q&A with our regulatory and product experts 

Your Speakers: 

Mark McNally - Business Development Manager, SEI 
Aspasia Latsi - International Regulatory Analyst, Confluence 
Mike Marmo - Senior Product Manager, Confluence
Phil Major - Senior Product Analyst, Confluence   

Moderator: 

Greg Hotaling – Regulatory Content Manager, Confluence 

Watch on demand now!