WEBINAR Part 2: Operationalizing the SEC’s New Disclosure Rules for Shareholders

Confluence

With

Part 2 of our webinar series: Operationalizing the SEC’s New Disclosure Rules for Shareholders was hosted on Tuesday, December 12 at 11:00 AM EST / 16:00 GMT, and provided a comprehensive overview of the latest regulatory changes and key operational insights.

Watch on demand for an informative session filled with actionable insights and expert guidance!

If you haven't seen Part 1: Unpacking the SEC’s New Disclosure Rules for Shareholders on Thursday, November 30, you can watch the replay here.

Topics covered include:

U.S. beneficial ownership reporting
- SEC Reg 13D-G modernization
- Operational considerations
U.S. short sale reporting
- New SEC Rule 13f-2
- Operational considerations
U.S. large swap position reporting
- New SEC Rule 10B-1
- Operational considerations
Q&A with our regulatory and product experts

Your Speakers:

Mark McNally – Business Development Manager, SEI
Aspasia Latsi – International Regulatory Analyst, Confluence
Mike Marmo – Senior Product Manager, Confluence
Phil Major – Senior Product Analyst, Confluence

Moderator:

Greg Hotaling – Regulatory Content Manager, Confluence

Watch on demand now!