Navigating new regulatory waters
Rule 22e-4 has created a raft of compliance headaches for fund managers. These include the development of a liquidity management strategy, monthly classification reviews (incorporating position size, market depth, trading and other investment-specific developments and considerations) and new reporting requirements. To thrive amid these burdens, investment managers must have a quick and simple way to assess the true liquidity of their portfolios.
Download this eGuide to learn:
The impetus behind SEC Rule 22e-4 and the challenges it poses for fund managers
The overall SEC Rule 22e-4 framework and the four liquidity buckets