Are you prepared to comply with the new SEC Marketing Rule?

The hour long webinar saw Confluence thought leadership and industry experts discuss a range of SEC Marketing Rule related topics, incuding an overview of the rule, key challenges firms face in preparing for compliance, best practices to help streamline the compliance process, and more.

On 15 September 2022, we hosted a panel discussion moderated by Carl Bacon, CIPM, Chief Advisor, Confluence, featuring:

• Jonathan Boersma, CFA, Practice Leader, GIPS and Performance Regulation – Meradia
• Julia Reyes, CIPM, Partner – ACA
• Matt Calabro, Co-Executive Director, Compliance Services – Confluence
• Dena Hopkins, CIPM, Senior Analytics Consultant – Confluence