Prioritizing the Priorities: Are You Ready for 2026?
The SEC’s 2026 examination priorities are out — emphasizing investor protection, operational resilience, and robust compliance programs.
Watch “Prioritizing the Priorities: Strategic Compliance Planning for 2026” to gain:
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A clear breakdown of cross-cutting SEC priorities that impact advisers, broker-dealers, and funds.
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Actionable insights for designing a compliance program that proactively manages risk.
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Guidance on demonstrating program effectiveness through governance, documentation, and oversight.
Our Esteemed Panel
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| Kyrstin Ritsema, IACCP® Executive Director – Compliance Services Confluence |
Victoria DeLucia, CRCP® Director of Institutional Engagement Confluence |
Stephanie Monaco JD Partner Sullivan Law |
Who Should Watch
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Chief Compliance Officers
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Compliance Managers and Analysts
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Legal and Risk Professionals
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Anyone responsible for SEC exam readiness and strategic planning
View today to build a 2026 compliance strategy that leads with clarity, confidence, and investor protection. Register now.