Prioritizing the Priorities: Are You Ready for 2026?

The SEC’s 2026 examination priorities are out — emphasizing investor protection, operational resilience, and robust compliance programs.

Watch “Prioritizing the Priorities: Strategic Compliance Planning for 2026” to gain:

• A clear breakdown of cross-cutting SEC priorities that impact advisers, broker-dealers, and funds.
• Actionable insights for designing a compliance program that proactively manages risk.
• Guidance on demonstrating program effectiveness through governance, documentation, and oversight.

Our Esteemed Panel

Kyrstin Ritsema, IACCP® Executive Director – Compliance Services Confluence	Victoria DeLucia, CRCP® Director of Institutional Engagement Confluence	Stephanie Monaco JD Partner Sullivan Law

Who Should Watch

• Chief Compliance Officers
• Compliance Managers and Analysts
• Legal and Risk Professionals
• Anyone responsible for SEC exam readiness and strategic planning

View today to build a 2026 compliance strategy that leads with clarity, confidence, and investor protection. Register now.