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18f-4 Reporting factsheet

In October 2020 the SEC adopted Rule 18f-4 under the 1940 Act, designed to establish a comprehensive framework toward the use of derivatives by registered funds. The rule is set to enhance the regulation of the use of derivatives with a compliance date in the summer of 2022.

 

Efficiently navigate the SEC’s
new derivatives rule

Our compliance monitoring solution and object-oriented reporting tool within the Revolution platform is designed to help firms translate the daily monitoring of risk data into consumable numbers and advanced reporting throughout the RegTech business.